1 member
The proposed rule would require:
The Securities and Exchange Commission is proposing new rules under the Investment Advisers Act of 1940 (“Advisers Act”) and the Investment Company Act of 1940 (“Investment Company Act”) to require registered investment advisers (“advisers”) and investment companies (“funds”) to adopt and implement written cybersecurity policies and procedures reasonably designed to address cybersecurity risks. The Commission is also proposing a new rule and form under the Advisers Act to require advisers to report significant cybersecurity incidents affecting the adviser, or its fund or private fund clients, to the Commission.
The Securities and Exchange Commission proposed amendments to Rule 35d-1 under the Investment Company Act of 1940, the fund “Names Rule," including improving the 80% rule and creating new and enhanced disclosure and reporting requirements. …
The SEC proposed amendments to for investment advisers and investment companies to promote consistent, comparable, and reliable information for investors concerning funds’ and advisers’ incorporation of environmental, social, and governance (“ESG…
The European Commission has launched a public consultation on the ESG ratings market and how credit rating agencies…